Managing SMAs and considering an ETF launch?
There’s a way to do it that’s smart, strategic, and tax-deferred.
Grab the guide below and our friends at Ultimus will walk you through the power of a Section 351 conversion: How it works, why it matters, and what to watch out for. It’s packed with insights for boutique fund managers who want to grow without losing what makes them special.
Inside, you’ll learn:
How to convert SMAs into ETFs (without triggering gains)
What the IRS and RIC rules mean for you
Why this move can unlock distribution, efficiency, and scale
The best part?
You don’t have to figure this out alone. Ultimus is ready to help.
Yes, really.
About Ultimus Fund Solutions
Raising the Bar for Tech-Driven Fund Administration
Ultimus Fund Solutions, one of the largest independent fund administration providers in the U.S., offers full-service, tech-enhanced fund administration and investor servicing solutions to support registered funds, private funds, and public plans.
By combining cutting-edge technology with high-touch consultative services, they provide solutions designed to meet the individual fund administration needs of various-sized fund sponsors, investment managers, and large institutions.
"The Ultimus team has won a slew of awards for their work and I speak from personal experience when I say the people behind the scenes are good as gold."
- Stacy